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» Factors: Andre Johnson

One of the NFL's best receivers notched a -2.3% DVOA last year. Does a target-by-target breakdown show he was better than that?

20 Aug 2012

Officiating Minicamp: Part I

by Mike Kurtz

The Tuck Rule. The Football Move. Maintaining possession while going to the ground. Every NFL fan can reel off a spate of controversial or unpopular catchphrases that have flown straight from the microphone of a referee standing at midfield into our national consciousness. Football is unique among sports in that it is entirely controlled by the officials, but at the same time is not at the discretion of the officials. This leaves viewers (and sportswriters!) in the difficult position of interpreting rules they have not read and evaluating the performance of officials without any guidance on the mechanics of officiating. The fact that we are currently stuck with replacement officials who themselvs may not have the best grasp of the rules just confuses things further.

In a series of articles before the 2012 season begins, FO will be reviewing the mechanics employed by officiating crews and launch a basic primer on some of the oft-confused and more arcane rules. Once the season begins, I'll be answering questions and breaking down controversial calls in our Extra Points blog whenever we run into something worth talking about. If you have any specific officiating questions, feel free to send them to the mailbag and they'll get sent along to me.

THE BASICS

Let's get started with the location of all the officials during play. Knowing where the officials are will help us understand what the officials' angles on the play are so we know what the officials can see and what they cannot. Unsurprisingly, their views are quite different from the overhead views the cameras bring us.

An NFL officiating crew consists of seven officials with assigned positions: the referee (R), umpire (U), line judge (L), head linesman (H), field judge (F), side judge (S), and back judge (B). With the exception of the umpire, the officials line up in roughly the same spot relative to the ball on each play, depending on the type of play, and are generally responsible for enforcing the rules within their zone. The crew is led by the referee, who officially penalizes the offending team and is responsible for replay reviews. All other officials are considered equal under the referee and generally have the final word over action that happens in their zones when there is a dispute between two or more officials. If there is a "first among equals," it is the umpire due to a few of the umpire's game-management responsibilities (principally ball placement) and the constant interaction he has with the referee.

The formations the officials employ are based on what "posture" the teams are in to give at least one official a clear shot at the action.

SCRIMMAGE PLAYS

A scrimmage play is any play from scrimmage in which the team in possession isn't kicking. The referee lines up roughly five yards behind the quarterback and off to the side so he can get a good look at the snap. The umpire lines up more to the side and a little closer to the line of scrimmage than the referee, also on the offensive side, because the NFL has decided it doesn't want him to die. This changes after the two-minute warning of either half or the team in possession is within five yards of the end zone, during which the umpire lines up 2-5 yards behind the middle linebacker because extra eyes on the backfield in these tense situations are worth a few snapped necks.

The head linesman is easily recognizable because he has the unenviable task of running the chain gang, who hold the official 10-yard measurement and the down marker -- situated just behind the sideline on the opposite side of the stadium from the press box. The line judge positions himself directly opposite the head linesman perpendicular to the line of scrimmage, with a separate set of chains, for player and coach reference, that mirror the head linesman's. The field judge and the side judge then line up on the sidelines opposite each other past the first-down line. The back judge is deep in the secondary, usually 20-25 yards behind the linebackers, near the center of the field, waiting for the highlight reel play in which he welcomes the ball carrier into the endzone with arms in the air.

Before the snap, there is actually a surprising amount of interaction between the players and the officials. If you watch wide receivers closely pre-snap, on almost every down you can see them turn their heads to the nearest sideline, sometimes briefly pointing forward or backward. These motions are used by the receivers to communicate to the official that they intend to be on or off the line of scrimmage, which matters because of illegal formation penalties. Often, the head linesman or line judge, from their set position straddling the line of scrimmage, will hold a hand out to give the receiver a better plane to judge where scrimmage is. If a receiver is a back (off the line of scrimmage), the official will extend his arm back toward the backfield as a signal to his counterpart that there is a back on his side of the field, which has the added effect of informing the receiver that he is lined up in the backfield. The extended hands, combined with a quick count of the number of backs in the tackle box and a little arithmetic, tell the wings how many players are on the line of scrimmage and therefore whether a formation is legal.

After the snap, The line judge and head linesman make sure the snap is clean, check the tackle for blocking or holding violations, then key on the offensive player closest to the sideline, while roaming between the line of scrimmage and the first-down line in order to provide the spot for forward progress. The field judge and side judge fill a similar role in the defensive secondary, keeping an eye on the defensive backs and receivers for holding or interference. If you are looking for the official spot, always look at the leading foot of the closest wing official (HL/LJ/SJ/FJ), since that is the plane on which the umpire will spot the ball. The umpire and referee are responsible for most of the action along the line of scrimmage and down the center of the field around the line of scrimmage, including holding or blocking infractions along the interior of the line, and the back judge is generally responsible for anything deep.

RED ZONE SCRIMMAGE PLAY

The basic formation for a scrimmage play inside the red zone (but outside the five-yard line) is identical to the standard scrimmage play even if the responsibilities of all officials other than the referee have changed. The back judge is now responsible for a small area near himself and all calls that involve the line at the back of the end zone. The field judge and side judge have primary responsibility for the goal line and the sideline inside the five-yard line.

Normally, the side judge and field judge are essential but unglamorous positions; sure, they set a spot downfield, but it's the referee that gets to do all the fancy hand waving. In the red zone, the field judge and side judge run the show, where they can streak toward the ball from the sideline with arms outstretched to set off celebrations or make dramatic incomplete signals in the end zone to set off the wailing and gnashing of teeth.

Since the field judge and side judge are glued to the goal line, the short wings (head linesman and line judge) often have a slightly larger range for marking the spot if the line of scrimmage is between the 10- and 20-yard lines or so. If a play is very close, the deep wings may move off the goal line, but mechanics in this grey area are a matter of preference for each individual crew. The umpire often moves back further into the offensive backfield in the red zone to catch any trick plays or turnovers that start moving the opposite direction, while the referee stays in his usual position to keep an eye on the quarterback and blocking in the quarterback's immediate vicinity.

Much like in a regular scrimmage play, the players' actions have a significant effect on how the officials approach the play. The back judge lining up on the strong side of the offensive formation is one example, but any good officiating crew takes the team, the situation, and the formation into account when preparing for the play. Most officials make it a point of knowing the strategic tendencies of both teams, their favorite plays, and the habits of the star players who will be involved in the lion's share of downs. On top of that, the short wings, referee and umpire use the offensive line to determine whether a play is a run or a pass, and switch responsibilities on the fly if a lineman pulls. Between preparation and visual cues, the crew is able to surmise in a general sense where the play is going and ensure all the action is covered. This is critically important in the red zone, where the action is extremely fast and a few steps out of position can result in a bad call.

GOAL LINE SCRIMMAGE PLAY

This formation is similar to a red zone scrimmage play, with the key difference that the umpire is positioned just behind the goal line and the back judge in the center of the end line rather than climbing into the stands to get to his normal 20-25 yards downfield. At the snap, the line judge and head linesman release from the line of scrimmage and move immediately to the goal line to judge any possible touchdown or successful two-point try. If a play begins to go south for the offense, the wing responsible for that side of the field will move immediately to the goal line and then walk back toward the ball's plane to mark an accurate spot. The main concern is an immediate score, so the line judge and head linesman getting to the goal line immediately is their primary concern. The last thing the NFL and that crew want is a close touchdown called into question because the wings were late in getting to their position.

The field judge, back judge, and side judge are responsible for their portions of the end line and any receptions in their immediate area. The umpire's usual duty of clearing a pile is on display on goal-line plays because so many of them turn into scrums. It's important to note that the umpire will rarely call the touchdown (although it depends on the individual official), even if the ball is clearly in the end zone when it is secured. Instead, the head linesman or line judge will generally make the call to avoid unfortunate situations in which a knee hit the ground on the way in and the umpire couldn't see the dead ball through a mass of players.

Since the crew is so compressed in goal-line situations, the officials have a few unique concerns after the ball is snapped. The most worrisome is shielding; an overzealous umpire can move too far forward and block the view of the head linesman or line judge. A reverse or end-around can cause a short wing to move in toward the field without realizing the play is coming right at him. The solution to this problem is for all officials except the umpire to stand back off the line and as still as possible, a strategy simple to envision but difficult to execute. This is the main benefit of having crews of officials who have worked together for years, and a potential trap for the replacement crews the NFL will likely open the season with. When the broadcast is showing the replay of a questionable call (or you are looking it over with Game Rewind's handy new all-22 film), take a few seconds to note where each official is. When the crew members aren't on the same page, someone is usually out of position, and officials who are out of position start making guesses and assumptions about the action. We all know what assumptions do.

GOING FORWARD

Now that you know where the officials are and what they are keying in on during each play, the process of officiating becomes an organic part of the game. In our next piece, I'll diagram the formations for the three types of kicking plays commonly on display: scrimmage punts, scrimmage tries and free kicks. Feel free to leave questions in the discussion thread below; the more fans know about how the officials operate, the better position we are in to enjoy the game.

Posted by: Mike Kurtz on 20 Aug 2012

33 comments, Last at 21 Aug 2012, 6:57pm by LionInAZ

Comments

1
by Joe T. :: Mon, 08/20/2012 - 11:22am

Great article - fascinating reading. 1st and 3rd illustrations are mixed up though.

3
by Rivers McCown :: Mon, 08/20/2012 - 11:31am

Fixed.

2
by Podge (not verified) :: Mon, 08/20/2012 - 11:27am

Can you explain the opening thing about "Football is unique among sports in that it is entirely controlled by the officials, but at the same time is not at the discretion of the officials", because I don't understand that? Is it referring to there being prescibed penalties for offenses? Because the NFL isn't unique in that.

7
by NG5 (not verified) :: Mon, 08/20/2012 - 12:23pm

I think he's referring to clock control and spotting the ball but I was wondering about this myself.

15
by dbostedo :: Mon, 08/20/2012 - 1:11pm

That phrase confused me as well. I can't think of a thing about the role of the officials in football that makes it unique among sports. And I don't understand the pairing of "entirely controlled by" but "not at the discretion of". As far as I can tell, that makes no sense.

18
by Aaron Brooks Go... :: Mon, 08/20/2012 - 1:53pm

The only thing I can think of is that in the NBA and NHL, the referees dictate the start of a play, whereas in the NFL, they don't, but even that's a tenuous argument.

19
by Theo :: Mon, 08/20/2012 - 3:42pm

I didn't get that part either.
I think though that it referring to the fact that there's replay, but then the rest of the paragraph doesn't make much sense. And football isn't unique in that part.

Maybe he meant to write that it IS in t the discretion of the officials because (and this is what the rest of the paragraph suggests) the rulebook is not out in its entirely to the public and the way officials officiate a game is not documented?

But then I disagree since everyone knows what which referee does (or at least, you can know) and they have a microphone to explain the decision.

Or maybe there's something else.

26
by Mike Kurtz :: Mon, 08/20/2012 - 6:24pm

That was part of a longer discussion that we cut out because it distracted from the real purpose of the column.

What I mean when I say that every single thing that happens on a football field is controlled in some way by the officials or the rules. I think examples make things a bit more clear:

Manny Ramirez can take his glove off, stick it on his head, and sit down in the outfield. Troy Polamalu cannot remove or deface any part of his equipment while he is on the field, or he would be penalized.

Whichever dude throws in an inbound pass in basketball (sorry, I know next to nothing about basketball) must be out of bounds, but the rest of the team can run around willy-nilly, attempting to receive a clean pass. The offense not only cannot line up in any formation that it wants (there must be 7 men on the line of scrimmage, and different rules apply to a wide receiver if he is a back or an end), and the manner in which they move is severely restricted (only one man in motion, only backs can motion, must set for 1 second before snap, cannot simulate snap).

There is a ton of stuff regulating the game's extreme minutiae, to an degree far in extreme to other sports. That's what the first part meant. The second part was a comment on the league's stated goal of removing objectivity from the act of officiating, which I personally believe is short-sighted but unquestionably has lead to an extremely large and bloated rulebook.

30
by dbostedo :: Mon, 08/20/2012 - 6:50pm

Do you mean removing subjectivity from the act of officiating? If not, I'd be curious for some references to that.

And to go all nit-picky on you, the game is still clearly "at the discretion of the officials" in many, many respects and rules (although that's an odd way to say it). And in that way is exactly like every other sport.

32
by The Ninjalectual :: Tue, 08/21/2012 - 10:32am

I understood what you meant.

But in the reply, don't you mean "the league's stated goal of removing SUNJECTIVITY from the act of officiating"?

4
by Kramer (not verified) :: Mon, 08/20/2012 - 12:14pm

One minor nitpick: The HL and LJ switch sides at halftime along with the official measurement chains. (The SJ and FJ might also, not sure.)

5
by Willy (not verified) :: Mon, 08/20/2012 - 12:17pm

Awesome idea for a series. Definitely looking forward to next articles!

Who blows the whistles? If a back judge sees an interference call, does he blow the whistle, then consult with the referee, who does the fancy hand gestures? Or is the back judge the one who gets to perform and fancy hand gestures?

14
by Eddo :: Mon, 08/20/2012 - 1:11pm

I believe every official has a whistle, and can blow the play dead. I'm not completely sure on that point, though.

The referee performs all official announcements (i.e. the "fancy hand gestures").

20
by tuluse :: Mon, 08/20/2012 - 4:07pm

I think which ever ref is closest does the gestures. It's not always the referee signalling first down, and definitely I've seen every official do the no catch gesture.

22
by Eddo :: Mon, 08/20/2012 - 4:14pm

Yes, that's true. I interpreted the original question as being about penalties (the specific case mentioned was pass interference).

29
by Mike Kurtz :: Mon, 08/20/2012 - 6:43pm

Here's the sequence. Let's assume two flags are thrown:

1. Flags thrown. Let's say BJ has DPI and the FJ has a dead-ball unsportsmanlike on the offense.
2. Each official gives an indication to the referee as to what their penalty is and who the offender was (with the signal followed by two hand flashes for the number).
3. For one penalty, the referee gives an initial signal to the press box and then goes to the captain for the accept/decline.
3a. For multiple penalties, the referee will usually hold a conference so everyone is on the same page on enforcement and to see if there are any offsets. He then gives the initial signal to the press box and then goes to the captain(s) for accept/decline.
4. The ref then turns on his mic, faces the press box, and gives the shpeal we're used to seeing on TV (Defensive pass interference, spot of the ball, after the play unsportsmanlike conduct, 15-yard penalty, first down).
5. The Head Linesman gets the chains in position if there's a new first down after the Umpire moves the ball to its new spot, and the referee whistles ready to play.

6
by NG5 (not verified) :: Mon, 08/20/2012 - 12:21pm

Excellent read! Really cool article and I absolutely love that it was written. Hopefully these can be put in a place where they can be returned to easily in future.

FYI, there is an extra capital in the sentence beginning with "After the snap, The" in the Scrimmage Plays section. I don't mind at all but since I bet it's an easy fix, and since I hope you will have people referencing this page for a long time, I wanted to point it out.

Thanks again!

8
by justanothersteve :: Mon, 08/20/2012 - 12:33pm

Really fascinating. I had no idea of all the interaction between the judges and the wideouts regarding being on or off the line of scrimmage.

9
by Aaron Brooks Go... :: Mon, 08/20/2012 - 12:40pm

"Between preparation and visual cues, the crew is able to surmise in a general sense where the play is going and ensure all the action is covered"

And yet so many defenses cannot...

10
by Jim Kiley (not verified) :: Mon, 08/20/2012 - 12:47pm

Hey Mike,

I recently learned that soccer referees above a certain level specialize (in their case, as to whether they want to be the more-prestigious "center ref" or an assistant ref, a position that is less prestigious but offers twice as many opportunities for work).

Do football refs specialize? Once you're an NFL Line Judge, are you a Line Judge for life? Or can you be promoted to Umpire or Referee?

21
by tuluse :: Mon, 08/20/2012 - 4:11pm

In the NFL officials are in teams. So each guy has his own job, and they work all games together (except the Superbowl where I think it's an "all-star" crew". So they do specialize. However, they're not completely static teams, and I think you can go from one of the other spots to referee and get your own crew, and probably move around within a team as guys retire or new guys are hired.

27
by Mike Kurtz :: Mon, 08/20/2012 - 6:34pm

Most officials begin working every position at lower levels, but as they work up they become "comfortable" with a particular position and specialize in that. Although all NFL officials could work any position (and they're all expected to be able to), at that point in their careers, they're "Umpires" or "Field Judges" at both the NCAA and NFL levels. The exception is the Referee position, which few (I can't think of any offhand) officials enter the NFL working. Usually an NCAA referee will join an NFL crew in order to get experience and work his way up to Referee.

11
by nuk :: Mon, 08/20/2012 - 12:54pm

Good article for people like me who knew next to nothing about officiating.

Side question - in last night's game, Collingsworth kept harping on how the ball is down where the QB (Luck) starts his slide. But he never defined what "starting his slide" meant. I always assumed it was when a non-foot body part first hit the ground, but Collingsworth seemed to think it meant when the body contorsions began, regardless of ground contact. Can anyone clarify that one?

13
by Travis :: Mon, 08/20/2012 - 1:09pm

Rule 7-2-1-d: The ball is dead the instant [a feet-first sliding] runner touches the ground with anything other than his hands or his feet.

16
by nuk :: Mon, 08/20/2012 - 1:12pm

Thanks. Looks like the refs got that one right, then.

12
by Will Allen :: Mon, 08/20/2012 - 12:54pm

I've not had an opinion on replacement refs, because I've kind of thought it would get resolved before the opener, but after watching about the first 10 minutes of Steelers/Colts last night, I'd say they better get the regular zebras back. I'm a guy who would like to relax enforcement on contact with receivers, but, good grief, there were receivers getting tackled with the ball in the air, without drawing a flag!

23
by Intropy :: Mon, 08/20/2012 - 5:00pm

I know what you mean. It seemed like on two plays in fairly quick succession a receiver, Wayne I think, got mugged on a route and then a few plays later decided to try and run over a linebacker.

17
by Travis :: Mon, 08/20/2012 - 1:15pm

This changes after the two-minute warning of either half or the team in possession is within five yards of the end zone, during which the umpire lines up 2-5 yards behind the middle linebacker because extra eyes on the backfield in these tense situations are worth a few snapped necks.

Also to get the ball spotted and made ready for play quicker, at least after the two-minute warning.

Any chance of flipping the diagrams around next time so that the offense is on the bottom and the defense is on top? Or is this the standard format for refereeing diagrams, unlike playbooks and Madden?

28
by Mike Kurtz :: Mon, 08/20/2012 - 6:36pm

Officials' diagrams are usually horizontal, but that looked really weird inset against text.

24
by RichardD (not verified) :: Mon, 08/20/2012 - 5:38pm

It's interesting that American society is generally thought to be laissez-faire, but our top national sports (football and baseball) both require direct intervention from the officials on every play. I contrast the built-in structure of football with the freedom of soccer, which has many fewer and simpler rules, and where a game can remain fluid for several minutes without the referee getting involved. In soccer the hope is that the officiating will be unnoticed. In football (and baseball) that is a complete impossibility.

When you look at our tax code and other ponderous regulations, perhaps it's not surprising that our national sports have so many complicated rules. Maybe we don't really want to be as free as we say we do.

And yes, I realize Americans play and watch basketball and hockey, which are relatively simple and fluid like soccer. But the big money these days is in football.

25
by tuluse :: Mon, 08/20/2012 - 6:00pm

Edit: nevermind, don't want to brush against rule 1 here.

31
by Jerry :: Tue, 08/21/2012 - 5:55am

The line judge positions himself directly opposite the head linesman perpendicular to the line of scrimmage, with a separate set of chains, for player and coach reference, that mirror the head linesman's.

Minor clarification: There's only one set of chains, which is why it has to be dragged all the way across the field on occasion. On the line judge's side, there's a marker that's across from the front stick of the chains so there's an idea of where to get to for a first down on each side of the field. The other member of the chain gang holds what's called the "drive start marker", which has an X on the top disk. He just stands where the drive started (on the line judge side), and I can't tell you why.

33
by LionInAZ :: Tue, 08/21/2012 - 6:57pm

I really like the idea of this series -- the roles of officials and how they set up is a significant factor that never makes it to the consciousness of the average football fan. While the TV broadcasts discuss the rules, they never talk about the duties of the officials and how it applies to the on-field rulings.